Risk & Compliance
ARQ Risk & Compliance offers a wide range of consultancy services to assist clients in meeting their regulatory requirements. In the context of today’s growing challenges, our experienced professionals work with clients to offer specialist advice, operational support and expert solutions that help to achieve on-going regulatory compliance, particularly in the sphere of financial crime compliance.
Having set up a specialised compliance practice, the ARQ Group is one of the first professional firms in Malta to provide a comprehensive specialist AML/CFT consultancy set-up that caters for all the needs of subject persons.
The AML/CFT advisory services offered by ARQ Risk & Compliance include the carrying out of process audits, detailed gap analyses, the drafting and/or review of policies, procedures and staff manuals, assistance with the drawing up and implementation of remediation plans, staff training, assistance in complying with regulatory obligations, ongoing technical assistance to MLROs and Compliance Officers, guidance on the shift to risk-based CDD, the updating of processes to bring them in line with the 4th AML Directive and on-going regulatory and operational support.
Licensed entities can be provided assistance both at a pre-licensing stage and once the licensing process is completed.
ARQ Risk & Compliance also has the capacity to provide specialised consultancy on regulatory and institutional matters to governments, regulators, FIUs and other government agencies.
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Dr Manfred Galdes is one of Malta’s foremost AML/CFT and compliance specialists, having forme... More